1. All the chapters are here.
2. Want to go straight to quizlets? Go here.
3. When you're ready for a practice exam, go here. And remember to hit the restroom before you start.
4. Flashcards: "blah blah blah"
5. Tired of flashcards? Really? Well here's a list of all the words
Ok, if you need to go through this quick and dirty introduction again. You know where to find me.
Please silence your phones. We hope you enjoy the show.
SIPA is where failing brokerages go to die. Most likely, a failing brokerage will go through a proceeding under the Securities Investor Protection Act of 1970 rather than a Bankruptcy Code liquidation case.
Under SIPA, the Securities Investor Protection Corporation will try to arrange the transfer of the failed brokerage's accounts to a living, breathing securities firm. But if they can't find a taker, the SIPC liquidates the brokerage completely (in a huge melting pot). If that happens, the...
Looking for more? Why is this annoying box in the way? It's because you haven't paid for the course yet!