1. All the chapters are here.
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3. When you're ready for a practice exam, go here. And remember to hit the restroom before you start.
4. Flashcards: "blah blah blah"
5. Tired of flashcards? Really? Well here's a list of all the words
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Show Me the Money!
Believe it or not, the USA and the Investment Advisers Act of 1940 don’t crack the whip on investment adviser firms when it comes to client compensation. About the strongest language they use is to say that advisory fees must not be “unreasonable,” a fluff term if ever there was one, which basically means advisory firms should charge what other advisory firms are charging.
The USA allows the following types of fee arrangements:
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